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Capital Markets Advisory

Capital Markets Advisory

Access U.S. public markets with the right preparation.

We work with qualified companies seeking to access U.S. capital markets — from NASDAQ and NYSE to OTC Markets — guiding them through the complex process of listing readiness, SEC reporting, investor relations, and ongoing capital market engagement.

Our Focus Areas

U.S. Capital Market Pathways

Major Exchanges

NASDAQ / NYSE

Full listing on the premier U.S. exchanges. We guide companies through the rigorous qualification process, governance requirements, and ongoing compliance obligations.

OTC Markets

OTCQX / OTCQB

A cost-effective path to U.S. public markets for international companies. Ideal for building a U.S. investor base before a full exchange uplisting.

Compliance

SEC Reporting

Preparation for 10-K, 10-Q, and 8-K filings. We help your team understand U.S. reporting standards and build the internal processes to meet them consistently.

IR Strategy

Investor Relations

Develop a compelling investor narrative, build your IR infrastructure, and engage U.S. institutional and retail investors with confidence.

What We Offer

Full-Spectrum Capital Markets Support

IPO readiness assessment and preparation
NASDAQ and NYSE listing advisory
OTC Markets (OTCQX, OTCQB, Pink Sheets) strategy
SEC reporting readiness (10-K, 10-Q, 8-K)
Investor relations strategy and materials
Investor presentation and roadshow preparation
Corporate governance advisory
Due diligence support
Coordination with legal and investment banking professionals
Capital market participant introductions

Our Advisory Process

A structured, five-stage approach to taking your company to U.S. public markets.

01

Readiness Assessment

We evaluate your financials, governance, and operations against U.S. market standards to identify gaps and priorities.

02

Market Strategy

We recommend the right market tier — NASDAQ, NYSE, OTCQX, or OTCQB — based on your size, sector, and timeline.

03

Team Assembly

We coordinate with your legal counsel, auditors, and investment banking professionals to align the full advisory team.

04

Materials & Roadshow

We develop investor presentations, roadshow materials, and IR messaging that resonate with U.S. investors.

05

Listing & Beyond

We support the listing process and help you build sustainable investor relations practices for the long term.

Ready to access U.S. capital markets?

Let's assess your readiness and map out the right path to listing.